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3 April 2012

FSA fines JP Morgan banker for insider dealing

The Financial Services Authority (FSA) has fined the chairman of capital markets at JP Morgan Cazenove for ‘market abuse’.

Financial Services Authority, Heritage Oil, Ian Hannam, Insider dealing, J.P. Morgan Cazenove

28 March 2012

Small-cap index acquired by Numis

Numis Corporation has taken over the Royal Bank of Scotland’s Hoare Govett Smaller Companies Index, which acts as a benchmark for UK small-cap investing.

London Business School, Numis, Small-cap index, Smaller Companies Index

9 March 2012

Stockbroking firm put into special administration

The Financial Services Authority (FSA) confirmed that Pritchard Stockbrokers has entered its special administration regime today, with Mazars appointed joint special administrators.

FSA, Mazars, Pritchard Stockbrokers, Stockbrokers

15 February 2012

Margaret Cole to step down from FSA

The Financial Services Authority (FSA) has announced that managing director Margaret Cole is to leave later this year.

Financial Conduct Authority, Financial Services Authority, Margaret Cole, Martin Wheatley

Gold miner doubles dividend on soaring profits
FSA launches investigation into rogue trading at UBS
Securities division drags down Close Brothers
Essar shares dive as tax bill looms
AIFA confirms director general’s departure
New financial services body should shake-up regulation
Travelzest to strip off underperforming businesses
Investors sell equity holdings
Deal prompts shares in mining group to climb
Smith & Williamson names new head of broker desk
Investors will add to portfolios despite market conditions
UK companies defy turbulence with high dividend yields
Ashmore shares continue to fall after poor interim results
Selftrade announces two offers for new investors
BTG defies analysts with strong sales figures

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