News
3 April 2012
FSA fines JP Morgan banker for insider dealing
The Financial Services Authority (FSA) has fined the chairman of capital markets at JP Morgan Cazenove for ‘market abuse’.
28 March 2012
Small-cap index acquired by Numis
Numis Corporation has taken over the Royal Bank of Scotland’s Hoare Govett Smaller Companies Index, which acts as a benchmark for UK small-cap investing.
9 March 2012
Stockbroking firm put into special administration
The Financial Services Authority (FSA) confirmed that Pritchard Stockbrokers has entered its special administration regime today, with Mazars appointed joint special administrators.
15 February 2012
Margaret Cole to step down from FSA
The Financial Services Authority (FSA) has announced that managing director Margaret Cole is to leave later this year.
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